CRS Products

Capital Markets: Overview and Selected Policy Issues in the 118th Congress

2023-03-09 · Reports · R47431 · HTML available · PDF available

Payment for Order Flow: The SEC Proposes Reforms

2023-02-22 · Resources · IF12332 · HTML available · PDF available

The SEC’s Proxy Advisory Firm Disclosure Reforms

2023-01-25 · Resources · IF11695 · HTML available · PDF available

Environmental, Social and Governance Funds: SEC-Proposed Disclosure Reform

2022-10-12 · Resources · IF12228 · HTML available · PDF available

Environmental, Social, and Governance Funds: SEC Proposed Names Rule Reform

2022-10-06 · Resources · IF12226 · HTML available · PDF available

Overview of the SEC Climate Risk Disclosure Proposed Rule

2022-05-17 · Resources · IF12108 · HTML available · PDF available

Climate Change Risk Disclosures and the Securities and Exchange Commission

2022-02-17 · Reports · R46766 · HTML available · PDF available

Dual Class Stock: Background and Policy Debate

2021-12-08 · Resources · IF11992 · HTML available · PDF available

The SEC’s September 2020 Reform on Investor Eligibility to Advance Shareholder Proposals

2021-07-21 · Resources · IF11883 · HTML available · PDF available

Broker-Dealers and Payment for Order Flow

2021-04-02 · Resources · IF11800 · HTML available · PDF available

Robinhood, the Fintech Discount Broker: Recent Developments and Concerns

2020-10-08 · Resources · IF11663 · HTML available · PDF available

Direct Listings, an Alternative to Stock-based Initial Public Offerings (IPOs)

2020-09-21 · Resources · IF11653 · HTML available · PDF available

Fintech: Overview of Innovative Financial Technology and Selected Policy Issues

2020-04-28 · Reports · R46332 · HTML available · PDF available

Stock Buybacks and Company Executives’ Profits

2020-04-16 · Resources · IF11506 · HTML available · PDF available

Title IV Provisions of the CARES Act (P.L. 116-136)

2020-04-02 · Reports · R46301 · HTML available · PDF available

Introduction to Financial Services: Corporate Governance

2020-02-03 · Resources · IF11221 · HTML available · PDF available

The Dodd-Frank Wall Street Reform and Consumer Protection Act: Background and Summary

2017-04-21 · Reports · R41350 · HTML available · PDF available

The Dodd-Frank Act: An Overview of the 2016 Incentive-Based Compensation Proposal

2016-09-14 · Reports · R44554 · HTML available · PDF available

Dark Pools in Equity Trading: Policy Concerns and Recent Developments

2014-09-26 · Reports · R43739 · HTML available

High-Frequency Trading: Background, Concerns, and Regulatory Developments

2014-06-19 · Reports · R43608 · HTML available

U.S. Initial Public Stock Offerings and the JOBS Act

2012-09-27 · Reports · R42427 · HTML available