CRS Products

Robinhood, the Fintech Discount Broker: Recent Developments and Concerns

2020-10-08 · Resources · IF11663 · HTML available · PDF available

COVID-19 Liability: Tort, Workplace Safety, and Securities Law

2020-09-24 · Reports · R46540 · HTML available · PDF available

U.S. Regulation of Chinese Stocks: Legal Background and Regulatory Options

2020-09-21 · Posts · LSB10538 · HTML available · PDF available

Direct Listings, an Alternative to Stock-based Initial Public Offerings (IPOs)

2020-09-21 · Resources · IF11653 · HTML available · PDF available

The Foreign Corrupt Practices Act (FCPA): An Overview

2020-06-29 · Resources · IF11588 · HTML available · PDF available

Capital Markets Volatility and COVID-19: Background and Policy Responses

2020-06-19 · Reports · R46424 · HTML available · PDF available

Fintech: Overview of Financial Regulators and Recent Policy Approaches

2020-04-28 · Reports · R46333 · HTML available · PDF available

Stock Buybacks and Company Executives’ Profits

2020-04-16 · Resources · IF11506 · HTML available · PDF available

Money Market Mutual Funds: A Financial Stability Case Study

2020-03-24 · Resources · IF11320 · HTML available · PDF available

Federal Securities Laws: An Overview

2020-02-05 · Resources · IF11422 · HTML available · PDF available

Leveraged Lending and Collateralized Loan Obligations: Frequently Asked Questions

2019-12-04 · Reports · R46096 · HTML available · PDF available

Could the Global Legal Entity Identifier Be Useful for Financial Transparency Legislation in the 116th Congress?

2019-10-22 · Resources · IF11341 · HTML available · PDF available

Capital Markets: Asset Management and Related Policy Issues

2019-10-11 · Reports · R45957 · HTML available · PDF available

Climate-Related Risk Disclosure Under U.S. Securities Laws

2019-09-10 · Resources · IF11307 · HTML available · PDF available

Lies and Schemes: Supreme Court Expands Securities Fraud Liability

2019-04-24 · Posts · LSB10293 · HTML available · PDF available

Stock Buybacks: Background and Reform Proposals

2019-02-27 · Posts · LSB10266 · HTML available

Schemes and False Statements: Supreme Court to Consider Scope of Anti-Fraud Liability Under Securities Laws

2018-11-30 · Posts · LSB10224 · HTML available

Financial Innovation: Digital Assets and Initial Coin Offerings

2018-10-17 · Resources · IF11004 · HTML available

UPDATE: When Silence Isn’t Golden: Omissions Liability under Securities Laws

2017-10-17 · Posts · LSB10008 · HTML available

Supreme Court to Address State Court Jurisdiction over Federal Securities Lawsuits

2017-10-16 · Posts · LSB10011 · HTML available

Private Securities Offerings: Background and Legislation

2017-10-05 · Resources · IF10747 · HTML available · PDF available

U.S. Capital Markets and International Accounting Standards: GAAP Versus IFRS

2015-06-25 · Reports · R44089 · HTML available

Dark Pools in Equity Trading: Policy Concerns and Recent Developments

2014-09-26 · Reports · R43739 · HTML available

High-Frequency Trading: Background, Concerns, and Regulatory Developments

2014-06-19 · Reports · R43608 · HTML available

U.S. Initial Public Stock Offerings and the JOBS Act

2012-09-27 · Reports · R42427 · HTML available