Summary
Members of Congress frequently receive requests from grantseekers needing funds for projects in districts and states. In considering a response, a congressional office might first determine its policies and procedures regarding appropriate assistance to give constituents, such as when to provide information on grants programs or active advocacy of projects. Each office handles grants requests in its own way, depending upon the Member's legislative agenda and overall organization and workload of office staff.
As for staffing, there may be a full-time grants specialist or several staff members under the supervision of a grants coordinator working solely in the area of grants and projects. In some offices, all grants requests are handled in the district or state office; in others, they are answered by Capitol Hill staff. Offices may encourage congressional grants staff to learn about the grants process themselves and identify practices, in accordance with office policies, that may assist grantseekers at each step in the process.
To learn about grants work, congressional staff can use CRS reports to identify potential sources of information for government and private funding and for details on selected grants programs. In addition to the current report, reports on grants work include CRS Report RL34012, Resources for Grantseekers; and CRS Report RL32159, How to Develop and Write a Grant Proposal. CRS also offers reports on block grants and the appropriations process; federal assistance for homeland security and terrorism preparedness; and federal programs on specific subjects and for specific groups, such as state and local governments, police and fire departments, libraries and museums, nonprofit organizations, small business, and other topics.
To educate constituents, a congressional office may provide selected grantseekers information on funding programs or may sometimes sponsor workshops on federal and private assistance. Because most funding resources are on the internet, Member home pages can also link to grants sources, such as Assistance Listings at SAM.gov and Grants.gov, so that constituents can search for grants programs and funding opportunities. The CRS web page, Grants and Federal Domestic Assistance (see sample Member Grants Page), can be added to a Member's home page upon request and is updated automatically on House and Senate servers. Another CRS resource, Grants and Federal Assistance, covers key CRS products.
To help communicate office policies and procedures, respond to frequent grants questions, and train new congressional staff, a congressional office may consider developing an internal grants manual. In addition to a single place to locate grants-related office policies and procedures, a grants manual may include templates for letters of support, instructional tools for new staff, and lists of local contacts. With reductions in federal programs, and with most government grants requiring matching funds, local contacts could include private or corporate foundations that may serve as alternatives or supplements to federal grants.
This report will be updated at the beginning of each Congress and as needed.
Brief Introduction to Grants Work
Members of Congress receive numerous requests from grantseekers for information and help in obtaining funds for projects. These grantseekers may include state and local governments, nonprofit social service and community action organizations, small businesses, and individuals. Congressional staff may be encouraged to better understand the federal grants landscape, process, and practices, in accordance with office policies, so that they may assist grantseekers at each step in the process.
The following are four important items to keep in mind about grants work:
For example, government assistance may be available for nonprofit organizations (including faith-based groups) to achieve purposes such as establishing food kitchens or after-school programs benefitting entire communities and for local governments seeking funds for community services, infrastructure, and economic revitalization.
Given the limited purposes of and competition for federal grant funds, the success rate in obtaining federal grants may be limited. Congressional offices may need to direct constituents seeking government aid to funding options other than grants. For example, community fundraising may be used effectively for school enrichment activities, such as field trips or for band or sports uniforms, and local business or private foundation funding may be used to support projects such as construction of local memorials or commemorative programs. For other needs, such as starting or expanding a small business (or for students), the following sources may serve as alternative sources for grantseekers:
In other cases, grantseekers who have seen ads promising federal grants for personal expenses may be referred to the Federal Trade Commission Consumer Alert Government Grant Scams. Other grantseekers may need to be educated on the limitations of congressional office involvement in the grants process—such as the fact that Members of Congress cannot dictate the outcome of a federal grant competition.
The remainder of this report provides sample approaches and techniques used by congressional offices to organize their grants operations and work with grantseekers.
Organizing Office Grants Operations
Each congressional office handles grants requests in its own way, depending upon factors that might include the Member's philosophy on federal support for local projects, representational or legislative priorities, or interest in specific locations or types of projects.
Potential forms of staff assistance could include the following:
A congressional office might establish internal policies to address grant requests based on whatever priorities it establishes. Determinations for pursuing these priorities could be made based on an assessment of the following:
A general understanding of the entire grants process may be useful in responding to grantseekers, including how to complete the following steps in the process:
To help assure continuity, consistency, and to monitor the progress of the grants projects, several resources may be developed.
An internal grants manual might outline office policies and procedures and ensure continuity when working with constituents. Items that could be included in such a manual are the following:
Organizing Informational Resources and Tracking Ongoing Work
Whether electronic or paper, a system for organizing information and tracking ongoing work with grantseekers may be helpful and could include grouping by categories, such as agencies, constituent files by county, and grant projects.
Agencies
Constituents
Grant Projects
Congressional staff may wish to consider the following questions early in an interaction with a grantseeker:
Congressional staff may also assist grantseekers by encouraging them to give thought to how they would present themselves in any future grant application or other interactions with grantors. For example, grantseekers should be prepared to provide documentation of any specialized education, training, and professional credentials. Grantseekers should also be prepared to provide the history, goals, activities, budget, and primary accomplishments of any organization connected to the grant project. Finally, the grantseeker may be encouraged to seek support from local governmental or nongovernmental organizations that may benefit from their grant proposal.
Information on Grants Processes
Limits to and competition for federal funding may mean grantseekers should think broadly about possible federal and state government grants as well as private or corporate foundation grants. Also, most federal funding goes to states in the form of formula or block grants, and for many programs, application for federal funds must be made through state-level administering agencies (SAAs). These SAAs might include state-level executive agencies responsible for housing, public health, and emergency management. Congressional staff might assist grantseekers with identifying contacts for these SAAs.
The site SAM.gov offers keyword searching, searching by assistance type (grant, loan, etc.), and listings by department, agency, and program title. The assistance listing descriptions also link to related websites, such as federal department and agency home pages and Office of Management and Budget grants management circulars. Grantseekers themselves can then track notices of federal funding opportunities at websites such as Grants.gov at http://www.grants.gov or FedConnect at https://www.fedconnect.net.
To help congressional offices respond to grants questions, CRS has developed two grants-focused web pages:
CRS also has a number of written products to help both congressional staff and grantseekers. Two of these CRS reports covering key sources and publications about federal and private funding include the following:
Some offices choose to either send out a special grants and projects newsletter or include a section on grants and projects in their regular newsletter. Subjects could include programs of interest and descriptions of recently awarded grants.
Another way to get information to interested constituents is for a congressional office to coordinate seminars on federal, private assistance at state and district locations, or both. An office can sponsor programs bringing together federal, state, and local officials, as well as foundation, academic, and corporate specialists, experienced volunteers, and constituents who share common concerns. Agencies, foundations, and corporations may be willing to provide speakers for district seminars arranged by congressional offices and to provide materials such as brochures, sample proposals, and lists of contacts.
For information on contacting speakers from federal departments and agencies, congressional offices could use the CRS Congressional Liaison Offices of Selected Federal Agencies, http://www.crs.gov/resources/LiaisonOffices, or internal lists of state-level contacts. For constituent orientation and group seminars, offices also may consider use of CRS products as handouts and presentation materials, such as CRS Report RL34012, Resources for Grantseekers; CRS Report RL32159, How to Develop and Write a Grant Proposal; and any other CRS reports on specific grant programs that may be useful for attendees.
Proposal Writing Assistance and Sources
Although congressional staff do not write grant proposals, they may be approached by inexperienced grantseekers seeking guidance on what makes a good proposal. For those grantseekers, CRS Report RL32159, How to Develop and Write a Grant Proposal, discusses preliminary information gathering and preparation, developing ideas for the proposal, gathering community support, identifying funding resources, and seeking preliminary review of the proposal and support of relevant administrative officials. It also covers outlining project goals, stating the purpose and objectives of the proposal, explaining the program methods to solve the stated problem, evaluating project results, long-term project planning, and developing a proposal budget. The last section of the report lists free grants writing websites.
Candid (formerly the Foundation Center and Guidestar) and other organizations also publish guides to writing proposals. Candid offers an "Introduction to Proposal Writing" on its website and includes a version in Spanish. Constituents may also be advised that examples or templates for proposals can be found by searching the internet under terms such as grant proposal AND template or sample.
Congressional offices may consider offering grantseekers the following suggestions:
Grantseekers may request that congressional offices write letters to federal departments and agencies on their behalf. Some grants, such as funding for homeland security, are determined by formula to states and jurisdictions, and letters may not be needed.
For most of these requests, Member offices might write a letter only when the grantseeker is ready to submit the grant proposal to the department or agency. Check with the department or agency congressional liaison to determine where letters should be sent.
Letters might include the following information:
The letter could close by asking the department or agency to let the Member know when a decision will be made and asking that the office be informed about the progress of the proposal.
For guidance on ethical issues surrounding requests for letters of support, congressional staff may consult the House Committee on Ethics or the Senate Select Committee on Ethics.
Congressional offices may consider developing files or databases of grants awarded in order to track funding to their districts and states. While tracking this information precisely may be challenging, P.L. 109-282, the Federal Funding Accountability and Transparency Act of 2006, led to the development of a database, which became USAspending.gov. For a summary of sources, limitations of currently available data, and the law's requirements, see
Announcements of grants awarded may be posted on Member websites, at the discretion of the office.
Federal Assistance and Sources
Hundreds of grants or loans for various purposes are available from federal departments and agencies. Most federal funding (more than 70%) goes to state and local governments that determine state and local needs, and they themselves may offer competitive sub-grants and funding opportunities.
Federal grant program and contact information for each program is provided at SAM.gov. Current notices of competitive project grant opportunities for grantseekers themselves may appear on the websites Grants.gov and FedConnect. See sections below for more information about these key sources.
Currently, programs in SAM.gov, the key source to federal program information (see "Assistance Listings at SAM.gov," below), are classified into several types of financial and nonfinancial assistance.
Grants are generally considered desirable by applicants because they are an outright award of funds.
Because loans must be repaid, they may be viewed by applicants as less desirable than grants. However, with limited amounts of federal funds available for grants and high levels of competition for such grants, loans may be the only form of assistance available.
The federal government has programs both for the sale, exchange, or donation of property and for temporary use or loan of goods and property.
Assistance Listings at SAM.gov
Official descriptions of more than 2,200 federal assistance programs (including grants, loans, and other financial and nonfinancial assistance described above) can be found on SAM.gov. The website, maintained by the General Services Administration (GSA) houses federal assistance listings previously found in the now-retired Catalog of Federal Domestic Assistance (CFDA). Each federal assistance program has a corresponding CFDA program number; these CFDA numbers are still used as numerical program identifiers. Programs are searchable at the "Assistance Listings" domain at SAM.gov.
Approximately 1,800 assistance programs are classified as grants. Assistance listing descriptions include the following:
Federal departments and agencies may also provide information and guidelines for specific programs on their websites. These websites may also provide a list of grantees from the previous fiscal year and indicate the amount of money still available for the coming year.
Congressional staff may suggest that constituents seeking federal funding search SAM.gov themselves by keyword, beneficiary, agency, and other options for identifying appropriate program information. Some congressional offices may forward a preliminary SAM.gov search of potential federal funding to constituents. Descriptions of programs identified will need to be carefully analyzed by grantseekers themselves to see whether they may be appropriate.
Early in the process, the grantseeker might contact the department or agency indicated in the SAM.gov program description(s) for the latest information on funding availability, program requirements, and deadlines. Often a referral to a local or state office will be given. Many programs may be project or formula (block) grants to states that in turn accept local grant sub-applications and determine subaward recipients.
For competitive project grants (i.e., those grants that do not undergo a pass-through process), federal departments and agencies are required to post notices on Grants.gov at http://www.grants.gov or FedConnect at https://www.fedconnect.net. These websites post competitive federal funding notices, include guidelines and registration information, and provide a uniform application procedure. At times, both websites may be needed to apply, depending on the grant program's individual notice of funding opportunity.
Before applying through either Grants.gov or FedConnect, the grantseeker who will be making the application is required to register. Also before applying, grantseekers must register with the System for Awards Management (SAM).
For grantseekers who have identified appropriate federal funding programs (through SAM.gov or department and agency websites), Grants.gov enables them to do the following for competitive project grant opportunities:
Federal and State Grants Contact Information
Each assistance listing at SAM.gov includes information contacts, either providing the name, address, and telephone number of the main program officer, or referring applicants to the regional, state, or local office of the agency. However, many federal agencies have a number of offices: a central office in Washington, DC; a series of regional and state offices; and, in some cases, local or area offices. At times, it may be useful to have other contact information beyond that on SAM.gov.
An alternative source for identifying contact information in federal departments and agencies is a congressional liaison office (see CRS Report 98-446, Congressional Liaison Offices of Selected Federal Agencies, for emails and phone numbers). The congressional liaison office will respond only to congressional requests, though you may place a request on behalf of a constituent.
Role of State Administering Agencies and Contacts
Many federal programs are administered directly by state agencies or other entities within the state, and many states have programs funded out of their own appropriations that supplement or complement federal programs. State government agencies provide coordination of local efforts to obtain federal funds through grant programs that are already allocated to the state. State government agencies familiar with federal program requirements can assist with proposals and provide other guidance. Less frequently, local councils of government, where they exist, also may have access to federal funds for providing technical assistance, guidance, and counseling in the grants process.
Grantseekers may be encouraged to contact state- or local-level program officers as early as possible in the grant-seeking process. In fact, many states may require that an applicant complete a pre-application screening at the state level before submitting requests.
To help grantseekers, congressional grants staff may identify SAAs, the state counterpart office accepting grants applications and disbursing federal formula and other grants. Also, many federal department and agency websites provide state contacts. Often the site will have an interactive U.S. map where grantseekers can click on their state and obtain program and funding contact information.
Selected Federal Agency Contacts
Other Sources for Contacts
Foundations and Corporate Grants
Congressional offices may suggest other funding possibilities to grantseekers as alternatives or supplements to federal grants. Private foundation or corporate grant funding also might be used for federal grants that have requirements for nonfederal cost share, otherwise known as matching requirements.
Grantseekers might begin by identifying state or local foundations. These may have a greater interest in local projects than larger foundations mainly concerned with programs of national significance. Direct corporate giving also might be explored. Corporations sometimes support local projects in areas where they have their headquarters or plants. In the case of either foundations or corporations, finding a contact and communicating with the potential grantor may be a useful next step.
Candid (formerly the Foundation Center and Guidestar) serves as a clearinghouse of information on private philanthropic giving and may be used to identify private funding sources. Candid's website, https://candid.org/ includes
Candid also maintains a national network of cooperating library collections in each state, with print and electronic resources available free to the public. Addresses of these library collections are provided at https://candid.org/improve-your-nonprofit/funding-information-network. At these libraries, grantseekers may search the Foundation Directory Online database by field of interest, by foundation location, and other categories to produce lists of possible funding sources for projects.
Other websites that provide free listings of foundations include the Council on Foundations' "Community Foundation Locator," at http://www.cof.org/community-foundation-locator; and the Grantsmanship Center's Funding Sources, which for each state lists "top," corporate, and community foundations, at http://tgci.com/funding-sources. Congressional offices may send constituents state listings from these websites.
For more information on private, corporate, and additional funding sources, see CRS Report RL34012, Resources for Grantseekers.
Useful Sources of Grants Information
Grants and Federal Assistance web page
http://www.crs.gov/resources/GRANTS
Focuses on CRS grants web products and publications. CRS reports provide guidance to congressional staff on federal programs and funding, and may be forwarded to constituents in response to grants requests. Most CRS reports are also available to the public at https://crsreports.congress.gov/.
Grants and Federal Domestic Assistance web page
http://www.crs.gov/resources/MEMBER-GRANTS-PAGE
Provides internet links to free key federal and private grants and funding resources. Members may add this CRS web page to their home page so grantseekers in districts and states can access web information directly using the Member's home page as portal to key grants sources.
A-Z Index of U.S. Government Departments and Agencies (General Services Administration)
https://www.usa.gov/federal-agencies/a
To better develop a grant proposal, search a department or agency's home page to learn more about its programs and objectives. The site also includes the following:
Grants Management Circulars (Office of Management and Budget)
https://www.whitehouse.gov/omb/information-for-agencies/circulars/
OMB establishes government-wide grants management policies and guidelines through circulars and common rules. OMB Circulars are cited in SAM.gov program descriptions. Circulars target grants recipients and audit requirements for educational institutions, state and local governments, and nonprofit organizations.
Grants and Related Resources (Michigan State University Libraries)
https://libguides.lib.msu.edu/c.php?g=96743&p=622547
How do I find potential grantmakers for my organization? (Candid)
https://learning.candid.org/resources/knowledge-base/how-can-my-organization-find-other-grantmakers-or-potential-grantees-working-in-our-areas-of-interest/
Grants to Individuals
https://learning.candid.org/resources/knowledge-base/grants-to-individuals/
https://libguides.lib.msu.edu/c.php?g=96743&p=622546
Crowdfunding
https://learning.candid.org/search/?keyword=crowdfunding
https://libguides.lib.msu.edu/c.php?g=96743&p=867834
A previous version of this report was prepared by Merete F. Gerli, formerly an Information Research Specialist at CRS.
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For more information on block grants, see https://grantsgovprod.wordpress.com/2020/01/21/what-is-a-block-grant-updated/. |