The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB

House 119th · March 05, 2026 at 7:00 PM
Rayburn House Office Building, Room 2128 · Scheduled
Financial Services Committee › Capital Markets Subcommittee · 25 members ↓

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Wagner, Ann R-MO Chair
Garbarino, Andrew R. R-NY Vice Chair
Stutzman, Marlin A. R-IN
Ogles, Andrew R-TN
Steil, Bryan R-WI
McClain, Lisa C. R-MI
Lucas, Frank D. R-OK
Salazar, Maria Elvira R-FL
Lawler, Michael R-NY
Haridopolos, Mike R-FL
Sessions, Pete R-TX
Downing, Troy R-MT
Davidson, Warren R-OH
Nunn, Zachary R-IA
Sherman, Brad D-CA Ranking
Fields, Cleo D-LA
Scott, David D-GA
Cleaver, Emanuel D-MO
Lynch, Stephen F. D-MA
Gottheimer, Josh D-NJ
Vargas, Juan D-CA
Bynum, Janelle S. D-OR
Casten, Sean D-IL
Gonzalez, Vicente D-TX
Meeks, Gregory W. D-NY
Witnesses (4)
Mr. Onnig Dombalagian
Professor of Law
Tulane University School of Law
Ms. Valerie Mirko
Partner & Leader of Securities Regulation and Litigation
Armstrong Teasdale LLP
Mr. Mike Nicholas
Chief Executive Officer
Bond Dealers of America
Ms. Jennifer Shaw
Executive Director
Public Investors Advocate Bar Association

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